Overview
Ascertia’s products support a variety of country specific and vertical business needs for e-trust. Many of these needs have their own specific legislative or regulatory requirements but digital signature solutions are widely accepted by all.

To avoid repetition our solutions are described in a horizontal technology manner but they can add value to every business sector. The range of deployment and usage options that Ascertia’s products offer ensures that we have a solution that can add considerable value. Ascertia is skilled at providing an optimum solution fit and offers unique services for rapid product enhancement to meet specific business requirements where they make technical and commercial sense. The applicability of our solutions is only limited by one’s imagination – call us or call our partners to discuss your needs today and see how we can help.

Solution:

Server based signing

Requirement:

e-invoicing, invoice statements, credit notes orders, order acknowledgements, receipt issuance, company reports, financial reports, regulatory reports etc

Usage:

For PDF documents, XML files, web form data and Office documents

 
 

Business applications can call ADSS Server signing services to use corporate signing keys OR an unique individual signing key (e.g. in the finance director’s name) to sign output documents as they are produced.

Ascertia's partners specialise in integration with SAP, Oracle and other ERP environments for the production of e-invoices and other out-bound documents.

Interfacing options are via (1) web services calls, (2) watched folder processing, (3) Email using the Secure Email Server.

Its never been easier to sign data leaving the organisation to ensure that the brand image is protected and enhanced using financial strength trust services to prevent unauthorised change, document substitution or brand foregery.

The products applicable to this solution are:

 
ADSS Server
 

Select: PDF, XML or File (PKCS#7, CMS, S/MIME) signing module
Option: Auto File Processor module (Watched Folder processing)
Option: Time stamp client and embedding, ETSI XAdES, CAdES ES-T
Option: Long term signature support ETSI XAdES, CAdES ES-X-Long
Option: Explicit Policy and Archive signature support ETSI ES-EPES, ES-A

Alternatives to consider:

ADSS Server with end-user signing – see multi-user signing solution

PDF Sign&Seal for desktop based sign-off – see PDF Sign&Seal

These datasheets are relevant to this solution:
ADSS Enterprise Server datasheet.pdf
ADSS Server - Corporate Signing.pdf

These solution sheets are recommended for additional reading:
Solutions for signing SAP and other ERP invoices.pdf
Has the paperless office arrived.pdf
Using ADSS Server as a internal service.pdf
ADSS Server - Using Signing and Verification Profiles.pdf
Secure Email Server - Concepts and Architecture.pdf


Solution:

Multi-User Signing and Signature Verification

Requirement:

Adding trust, integrity, assurance, traceability, audit and compliance to internal business processes during the creation, sign-off and approval of key internal documents or data.

Usage:

For PDF documents, XML files, web form data and Office documents

 
 

As each person reviews documents with the ERP, CRM, ECM or other application a signature can be applied. These can be created in various ways:

 

Using ADSS Server Zero Footprint client-side signing by using the ADSS GoSign Applet – this is dynamically downloaded on demand and requires no installation yet it can access locally held keys to sign documents presented by the server or even files held locally that need to be signed and uploaded
Using keys held securely on the ADSS Server on behalf of end-users – the business application can easily register users on the ADSS Server and then request ADSS Server to sign data after the user has authorised this action
Using desktop software such as PDF Sign&Seal or other third party products, web-signers, etc.

Users can sign and upload documents or be offered documents to review and sign.Once the business application receives the signed data it can request ADSS Server to verify the signatures and establish the trust status for each of these. If they are good then automatic processing can be established with archived evidence of sign-off and approvals. If they are unacceptable then the workflow process can be suspended pending review or signing off by other keys or other parties as required.

Solution Options: After verification ADSS Server can timestamp such signatures or even create long-term signatures. The documents can also be centrally notarised and archived (using long-life archive signing keys and algorithms). Using the advanced features of ADSS Server signatures can be checked back in time using historic verification techniques.

The products applicable to this solution are:

ADSS Enterprise Server
    Select: ADSS GoSign client-side signing module
Select: PDF, XML or File (PKCS#7, CMS, S/MIME) verification module
Option: Time stamp client and embedding, ETSI XAdES, CAdES ES-T
Option: Long term signature support ETSI XAdES, CAdES ES-X-Long
Option: Explicit Policy and Archive signature support ETSI ES-EPES, ES-A
Option: Historic verification
Other products to consider:
PDF Sign&Seal for desktop based sign-off
Other standards-based third party signing tools can be integrated

These datasheets are recommended for additional reading:
ADSS Enterprise Server datasheet.pdf

These solution sheets are recommended for additional reading:
ADSS GoSign - the most flexible client-side signer.pdf
Has the paperless office arrived.pdf
Authorising Corporate or Role based signatures.pdf

Solution:

Notary and Evidence Archiving

Requirement:

In many business workflows there will be a point where a final document has been produced that needs to be kept years (anywhere from 2 years to 100+)

Usage:

For PDF documents, XML files, web form data and Office documents

 
 

The business application can take signed or unsigned data and documents and request ADSS Server to sign and timestamp the data using special archiving keys that will ensure the integrity and evidentiary capability of the preserved data. Documents can be stored in SQL databases or returned to selected enterprise content management (ECM) applications.

This solution addresses the need for documents that need to be protected for up to 25-30 years. Using signatures and timestamps documents, data and files can be shown to have existed, been processed, been accepted, been notarised by a particular system and or organisation at a proven date and time.

Note: For archiving beyond this or for comprehensive document archive management, retention policy management or for archive algorithm flexibility the Trusted Archive Server product should be selected.

The products applicable to this solution are:

 

ADSS Server
    Select: PDF, XML or File (PKCS#7, CMS, S/MIME) signing module
Option: Auto File Processor module (Watched Folder processing)
Option: Time stamp client and embedding, ETSI XAdES, CAdES ES-T
Option: Long term signature support ETSI XAdES, CAdES ES-X-Long
Option: Explicit Policy and Archive signature support ETSI ES-EPES, ES-A
Alternatives to consider:
IETF LTANS compliant archive server – see Trusted Archive Server
Other standards-based third party signing tools can be integrated

These datasheets are relevant to this solution:
ADSS Enterprise Server datasheet.pdf
ADSS Server - Notary Archiving.pdf

These solution sheets are recommended for additional reading:
Business Need for Evidence Archiving.pdf
Has the paperless office arrived.pdf
Using ADSS Server as a internal service.pdf
ADSS Server - Using Signing and Verification Profiles.pdf
Secure Email Server - Concepts and Architecture.pdf


Solution:

Identity Assurance / Validation

Requirement:

When users connect to web-based application or use local applications there may be a requirement to verify user identities and check their current trust status.

Usage:

This can be done using web-servers such as IIS or Apache, C, C++, C# or Java applications or even local Windows based applications (based on Microsoft CAPI platform).

 
 

ARP and TrustFinderOCSP form an incredibly powerful solution for enabling advanced CRL and OCSP services for a range of business applications.

ADSS Server includes an OCSP client that can also interact with OCSP Validation Authorities such as TrustFinderOCSP

Key requirements of such solutions are central policy management and policy flexibility to provide for clock drift, for system failure and failover processing, detailed logging and history viewing. Ascertia excels at all these areas. Of course standards-based third party OCSP clients can also be used.

Note: Some organisations are looking to off-load the client from the responsibilities of path building and validation and the SCVP standard is near final release. However for trust checking to known trust chains then you should also review the signature (and certificate) verification solution that follows.

The products applicable to this solution are:

 

ARP Standard Edition
ARP Enterprise Edition
    Plus the ARP CAPI Client and ARP Client SDK
TrustFinder OCSP Server

These datasheets are relevant to this solution:
TrustFinderOCSP Server.pdf
ARP Datasheet.pdf

These test and management tools should also be considered:
OCSP Monitor Datasheet.pdf
CRL Monitor Datasheet.pdf
OCSP Client Tool Datasheet.pdf
OCSP Crusher Tool Datasheet.pdf

These solution sheets are recommended for additional reading:
ARP compared with OCSP toolkits.pdf

Solution:

Strong User Authentication

Requirement:

Strong user authentication is provided using digital certificates as discussed in the previous solution, however users that need to roam also need to be authenticated. Server held keys may require strong user authorisation to strengthen the trust in the overall signing process for mobile users or in environments where local credentials held on a tocken of smartcard are deemed impractical or unaffordable.

Usage:

Any business environment – for web-access or for mobile document signing.

 
 

The ADSS GrIDsure Server provides very user friendly, yet strong user authentication using a grid-based challenge and password digits selection based one time password system. The challenge grid is typically a 5x5 grid of numeric digits (0-9). The grid can be presented in various ways and can be implemented to protected against various crack attacks. GrIDsure technology is licensed by multiple vendors and thus same technology solutions can be used effectively in various situations, e.g. use with laptops, kiosks, mobile devices / phones, smartcards and more.

 

These datasheets are relevant to this solution:
ADSS GrIDsure Server datasheet.pdf

These solution sheets are recommended for additional reading:
Enabling Strong User Authentication and Online Document Signing Services.pdf

Solution:

Server-Side Verification Services

Requirement:

Data received from customers, suppliers, partners, Governments and financial and legal institutions that have signatures attached should be verified immediately on receipt to ensure that trust can be established and audit trails kept.

Usage:

For PDF documents, XML files, web form data and Office documents

 
 

Used in this way ADSS Server can act as a pre-processor for existing business systems – checking that the data can be automatically processed or flagging via the business application that human intervention is required to resolve the trust issues found. Information can be returned from ADSS Server to the application showing the trust, quality status and other data from the digital signatures.

Systems that receive signed regulatory reports, e-invoices, orders, tender documents, etc need such a system to flexibly review and trust the signatures from various trust schemes.

Once the business application receives the signed data it can request ADSS Server to verify the signatures and establish the trust status for each of these. If they are good then automatic processing can be established with archived evidence of the verification process. If the signatures are unacceptable then the document can be filtered out for separate review.

The products applicable to this solution are:

 

ADSS Enterprise Server
   

Select: PDF, XML or File (PKCS#7, CMS, S/MIME) verification module
Option: Historic verification

These solution sheets are recommended for additional reading:
Verification Service Providers need ADSS Server.pdf

Solution:

Email-based signing or verification

Requirement:

There is an undeniable need to bind and protect the corporate brand to business documents. However organisations find it hard sometimes to retrofit advanced security systems. This solution ensures that emails can be scanned, filtered and processed:

Having a digital signature applied to the attached PDF, XML or File
Having a digital signature verified on the attached PDF, XML or File
Having the email itself signed or verified and trusted
Having the email archived
   

 
 

Email is a universal transport but it is a poor choice for sending important data. Email body text should be used for setting a context for the human or automated application. Real trustworthy information should always be sent as an attachment with an appropriate digital signature applied.

The products applicable to this solution are:

 

Secure Email Server
   

Option: signing functionality
Option: signature verification functionality
Option: email archive (future)
Option: email encryption / decryption (future)
Option: web-mail functionality (future)

ADSS Enterprise Server
   

Select: PDF, XML or File (PKCS#7, CMS, S/MIME) signing module
Select: PDF, XML or File (PKCS#7, CMS, S/MIME) verification module
Option: Timestamping and long-term signature options

These datasheets are relevant to this solution:
ADSS Enterprise Server datasheet.pdf

These solution sheets are recommended for additional reading:
Secure Email Server - Concepts and Architecture.pdf


Solution:

Using a Tablet PC to capture hand signatures and notary sign them

Requirement:

Many professionals such as lawyers, accountants, notaries, financial service providers need to be able to discuss business with retail customers, fill in paperwork and then witness the end-user signature. Traditionally either paper has been used or signing pads have been used – which can be awkward to use with additional wires trailing around. Tablet PCs allows “ink” to be placed on documents – driven by a touch sensitive screen and a special pen.

 
 

The retail customer can initial a document and sign a document, so can the professional. Finally a digital signature is applied that binds all this data to the document such that unauthorised changes can be easily identified. With a timestamp or a long-term signature on a PDF/A document this is a very easy way of providing transmittable binding documentary proof of a contract document.
When received by a central office the signatures on the document can be verified, the status of the professional checked, their role based authority and rights confirmed for compliance reasons and then document can be archived. Of course it would be possible to create a notary record of the document and timestamp this information.

The products applicable to this solution are:

 

PDF Sign&Seal

Other products to consider:

ADSS Enterprise Server for central verification and notary signing
   

Select: PDF, XML or File (PKCS#7, CMS, S/MIME) verification module
Option: PDF, XML or File (PKCS#7, CMS, S/MIME) signing module
Option: Timestamping and long-term signature options

These datasheets are relevant to this solution:
PDF Sign&Seal Datasheet.pdf
ADSS Enterprise Server datasheet.pdf

These solution sheets are recommended for additional reading:
Using online Notary Services with PDF Sign&Seal-s.pdf

Solution:

Server-held user keys and certificates for signing and approval

Requirement:

In some cases it is considered to difficult to distribute digital credentials to end-users. When dealing with a large set of retail customers it becomes costly to use technology that can issue keys and certificates to such a group.

Ascertia solves the problem by providing a web-services CA (TrustFinder CA ) within ADSS Server. This is ideal for those applications that already act as registration authorities. The applications have already carried out the essential “know your customer” checks and the need is for a key and certificate to be generated immediately with no further delay and minimal cost. This signing key can be used for signing orders, instructions, transactions, submissions, approvals, etc.

 
 

The great thing about this approach is that the application can choose how to authenticate the user and it can also decide on how the user authorises the signature creation – it could use the same authentication password, one-time password or token or a different one.

The products applicable to this solution are:

 

ADSS Enterprise Server
   

Select: PDF, XML or File (PKCS#7, CMS, S/MIME) signing module
Select: Internal CA / Key generation with optional links to external CAs
Option: Timestamping and long-term signature options

These datasheets are relevant to this solution:

ADSS Enterprise Server datasheet.pdf

These solution sheets are recommended for additional reading:

Enabling Strong User Authentication and Online Document Signing Services.pdf

Solution:

Compliance solutions to show sign-off and approval, to provide audit evidence, to provide HR evidence of roles, responsibilities, limits of authority, training requirements, examination results, assessment reports, etc

Requirement:

In so many business areas there is a variety of data that needs good evidence collection. Regulators will expect to see evidence of the policies and procedures in place to ensure that legislative and regulatory requirements are being obeyed.

Too many organisations use word processor and spreadsheet documents to define the requirements and to monitor progress against these. In general systems are weak because:

There is no evidence of the requirements at a given date. Regulations change and so reviewing what happened months and years ago required a clear evidential document that confirms the actual requirement.
There is no evidence of the response to the requirements at a given date. Policies and procedures change, some documents are in draft all final documents need clear sign-off a clear date and time. Draft documents need to be clearly identified as such.
Final documents have no evidence that they are in fact approved, unchanged since approval and are valid for a specific period of time.
Roles and rights change – was someone authorised to sign at that point in time?
Were signatures and authorisations checked on a regular basis?


Clear sign-off and approval and verification of the signatory’s status, role and rights are required.
All Ascertia’s products are aimed at enhancing trust within business documents, based on clear digital identities, document integrity, timestamps to confirm the date and time, notarised signatures and evidence archives.


Solution:

Document Rights Management

Requirement:

Almost every business has invested heavily in knowledge and expertise that is written down in documents that need to be protected. Typically PDF documents are used to publish information and even though DRM controls are requested during PDF production these can be easily circumvented by tools that are readily available on the Internet. PDF viewers and readers also allow local copies to be taken.

Usage:

Any business document that contains legal text, technical information, news, views or opinions that are considered valuable. Ascertia is developing a secure PDF viewer that will ensure that the PDF data protected during transmission and local viewing so that no local copies can be kept, no copy/paste actions can be carried out and no printing is allowed. Additionally rights may be granted to some or all of these actions to be performed, as well as local signing.

(This area is still under development so please ask for details of how this solution can complement your business requirements)